Prime Broker Risk Assessments

As a result of AIFMD, depositary banks have seen a marked increase in their counterparty liability. This has led to greater monitoring obligations, especially in relation to prime brokers. In response, Thomas Murray Data Services, in conjunction with 10 prime brokers and over a dozen major depositary banks, has developed a Prime Broker Risk Assessment service to assist groups in fulfilling the prime broker monitoring requirements imposed upon them by AIFMD.

Thomas Murray Data Services provides key data and analysis, allowing our clients to understand and focus on the risks to which they are exposed. Our service provides annual Questionnaire Representations using an industry-agreed questionnaire, Independent Prime Broker Risk Assessments covering four primary risk areas, and on-going Surveillance Newsflashes advising of updates that impact the assessments and reports.

Clients who use this product

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If you would like to purchase this service, or find out more about it, please contact David Dickinson on +44 (0) 20 8600 2300.

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